Compliance Assistant

Job Description

Due to their continued expansion, this award winning Financial Services Groups is looking for a Compliance Assistant to join their busy compliance department based near Stockport, Cheshire.

Reporting to the Compliance Manager, the role holder will play a pivotal role in ensuring a smooth and timely application process for both Appointed Representatives and Registered Individuals who are seeking to join the IFA network or existing member firms. You will enjoy direct responsibility for the referencing process which will involve a variety of written and verbal tasks and will require excellent communication skills and a highly organised, task orientated approach to ensure all procedures are conducted in line with and to the satisfaction of FSA regulation.

The company provide a range of consultancy and business support services to Financial Advisory firms throughout the UK .

The ideal candidate will be FPC qualified and demonstrate the following:

· 2 years in a compliance function with the Financial Services Industry

· Articulate, confident communicator

· High level organisation skills

· Excellent Administration and

Requirements

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